this regard, Mr. Gunkul has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) between July 19, 2021 and July 22, 2021, depending on
. In this regard, Miss Manida has the duty to prepare and disclose a report regarding her holding securities and the changes to such holdings (Form 59) within September 7, 2021. However, Miss Manida
Mrs. Prapaivan Limsong Mrs. Prapaivan Limsong, Director of Bangkok Life Assurance Public Company Limited (BLA), her spouse had changed securities holding on July 8, 2021. In this regard, Mrs
TKS on 6 September 2021. In this regard, Mr. Supant had the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) within 9 September 2021
year 2025 to the SEC office within the period specified in the notification of the Securities and Exchange Commission. In this regard, Coindee did not take any action within July 7, 2025 until its
specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to executing transactions. Accordingly, ERX conducted
procedures as specified in the notification of the Securities and Exchange Commission. In this regard, Merkle’s 11 bank accounts used to deposit customer cash were under the company's name without the
were not in compliance with the generally accepted accounting standards. Besides, the auditor did not satisfy with supporting evidence with regard to the audit of inventory balance as at December 31
authorizations for a long time for a high volume of securities and derivatives trading, which caused a great amount of damage to the client. In addition, she misinformed the client with regard to the amount of
securities company to manage the private fund, and shall manage the private fund in accordance with the rules, conditions and procedures as specified in the notification of the SEC. In this regard, the SEC