exchange-traded fund (ETF) listed on the world leading securities exchanges. Investors interested in DR investment must keep updated on information about underlying foreign securities from various sources

Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip

Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between August 1, 2021 to March 31, 2022 Bitazza failed to keep

of Satang. His failure to perform the required duty of his position resulted in the offence committed by Satang concerning the case that between August 1, 2021 to March 31, 2022 Satang failed to keep

keep customers' digital assets in accordance with the notification of the SEC for 194 days. In this regard, Satang did not deposit customers' digital assets with digital asset depository

respondents agreed with the principles and the proposed amendments to such regulations. The SEC has therefore issued the amendments* with the key points as follows:   (1) DA operators are required to keep

Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him

orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such

from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his

and the eruption of an oil price war between Saudi Arabia and Russia, there were rising fears that the economy would plunge into deep recession – a signal of an imminent economic crisis. Given this