directors and maintenance of market orderliness. Along with the said implementation, the SEC work procedures such as public hearing process and development of information and technology, will also be adjusted
procedures for verifying their qualifications and experience; the benefits expected to be derived by ACC from the issuance and offering of PP shares to such persons; and information on shareholders with
(PP) investors, including the procedures for verifying their qualifications and experience. However, the SEC found that certain information still required further clarification and more complete
regulation that has been approved by the Capital Market Supervisory Board. Clause 12 A derivatives clearing house shall establish clear rules and procedures to ensure that the derivatives clearing and
Notification of the Capital Market Supervisory Board No. TorThor. 7/2557 Re: Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of Foreign Collective Investment Scheme
Clause 2(2) must cover all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient
and adequately throughout the period of participating in the regulatory sandbox ; (b) assessing and managing potential risks from service provision; (c) having procedures for communicating and providing
throughout the period of participating in the regulatory sandbox; (b) assessing and managing potential risks from service provision; (c) having procedures for communicating and providing services to clients