SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
, such as notifications regarding handling of complaints or maintenance of capital/financial status.SEC welcomes and will take into consideration more public comments which may be related to
. Meanwhile, the Stock Exchange of Thailand is in the process of drafting rules on maintenance of listing status whereby appropriate qualifications of CFOs and accountants in line with the overall ecosystem of
LIMITED Disclosure Business News ( 5 record(s) found) Date Time Heading Link 10/08/2022 17:54 Reports on Connected Transaction (ordinary business support transaction) 24/06/2022 17:22 Reports on Connected
rules and not seek trading advantage through possession of price sensitive information. Where appropriate and feasible, they may consider formally becoming insiders in order to support a process of https
in order to support a process of https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...
), aimed at encouraging businesses and stakeholders to support environmental protection and provide fundraising channels. Additionally, the SEC Spokesperson discussed efforts to prevent investment scams on
channels available to Thai investors, and the enhancement of ESG sustainable practices in alignment with International Sustainability Standards Board (ISSB) standards. The discussions aimed to support the
and Machine Learning (ML) in business services, survey findings on providing international products to retail investors, insights on the growth of "finfluencers" in Thailand, support for Open Data use