Establishment of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2)
requested the selling of SCB Open-end Long Term Fund Dividend 70/30 in a portion that met the minimum of 5 year investment. A bank officer who was not an investment consultant processed the selling of
monetary penalty of 300,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 08/07/2022 and 07/11/2022
penalty of 50,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 27/02/2023 and 26/06/2023
50,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 27/02/2023 and 26/06/2023 - a bar from
;- a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/03/2025
bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and