offices such securities company shall submit the application together with document evidence showing the details of management plan and supervision of the operation of the full-service branch offices
broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together with document evidence showing the details of plans for
with document evidence showing the details of plans for management and supervision of the operation of the full- service branch offices managed by the same manager. The Office shall consider and notify
December 2001 shall be repealed. Clause 2. In this notification: “Investor contact person” means a natural person who has been approved to be an investor contact person under the Notification of the
directors of an investment advisory company to assume the highest responsibility in the management of the investment advisory company, regardless of the title; “investor contact”1 means any person who has
from 16 February 2018. Clause 2 In the application forms and the registration statement as prescribed in this Notification: “institutional investor”, “ultra-high net worth investor” and “high net worth
) เอกสารรับฟังความคิดเห็น แบบสำรวจความคิดเห็น เอกสารรับฟังความคิดเห็น เอกสารแนบ Hearing document (English version) Hearing document (English version) - Addendum วันที่สุดท้ายของการให้ความคิดเห็น : 22
having shareholder being person as prescribed in (1) to (13) combining hold shares exceed 75% of share which entitle to vote; (15) foreign investors having qualifications as the investor prescribed in (1