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Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6157

SEC suspends an investment consultant for submitting false bank documents to help a client

According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8115

SEC files criminal complaint against POWER?s ex-executive and related persons for embezzling and falsifying documents and accounts

payment for four business partners worth totaling 265 million baht, with evidence to believe that the beneficiaries were those related to Suriya;3. Embezzling POWER?s money by falsifying documents and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4572

SEC Thailand’s Public Hearing on Proposed Regulations for the Contents of the Constitutive Documents of Mutual Fund

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=657

SEC files a criminal complaint against 11 directors of Energy Earth for making false entries or failing to enter any material statement in documents

The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter of 2017. The increased debt resulted in a decrease of shareholders’ equity of THB 10,349 million, to become minus THB 15,651 million. In addition, in July 2017 the Board of Directors had resolved to approve that EARTH underwent a business rehabilitation process. The SEC, then, had a question r...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8204

เอกสารรับฟังความคิดเห็น

เอกสารรับฟังความคิดเห็น รายการเอกสารแนบ 1. เอกสารแนบ 1 2. เอกสารแนบ 2 3. เอกสารแนบ 3 4. เอกสารแนบ 4 5. เอกสารแนบ 5 http://www.sec.or.th/TH/Documents/hearing/hearingpaper_39_2560_S1.pdf http

https://capital.sec.or.th/webapp/phs/upload/phs1511219383hearing_39_2560s.pdf

Notification of the Office of the Securities and Exchange Commission Sor Jor. 38/2552

Prescribing Forms of Applications for the Offer for Sale of the Non-Voting Depository Receipt and Supporting Documents

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4848&SearchNo=

technology risk framework

/watch?v=7XwhgqivWxk https://market.sec.or.th/Documents/ca/Documents/E-Submission-Training-P2.pdf https://www.youtube.com/watch?v=7XwhgqivWxk https://market.sec.or.th/Documents/ca/Documents/E-Submission

https://market.sec.or.th/Documents/ca/Documents/AllUserManual.pdf

Thai Resource Center - Guidance

Sustainability-themed Bonds > Related Documents Related Documents SHARE : Detail Content Green Bond Social Bond Sustainability Bond Sustainability-Linked Bond Taxonomy Regulation in

https://www.sec.or.th/TH/Pages/LAWANDREGULATIONS/RESOURCECENTER-TAXONOMY-DOCUMENT.aspx

Thai Resource Center - Guidance

Sustainability-themed Bonds > Related Documents Related Documents SHARE : Detail Content Green Bond Social Bond Sustainability Bond Sustainability-Linked Bond Taxonomy Regulation in

https://www.sec.or.th/TH/Pages/LawandRegulations/ResourceCenter-taxonomy-document.aspx