ตัดสินใจลงทุนบนพื้นฐานของข้อมูลที่ถูกต้อง ครบถ้วน เป็นประโยชน์ และเปรียบเทียบได้ (informed decision-making) 2. ตลาดทุนไทยได้ประโยชน์จากเทคโนโลยีที่ช่วยลดต้นทุนในการผลิตข้อมูลและ ค าแนะน าการลงทุน 3. ส า
the officers and await for conclusion of final offence decision. Accordingly, although The Company’s equity represents the positive amount, but after deduction of contingent liabilities, scrap steel
to demonstrate to the SEC Office that such person has access to and is capable of examining information necessary to make investment decision in securities being offered and that it is not necessary to
Office that such person has access to and is capable of examining information necessary to make investment decision in securities being offered and that it is not necessary to apply fair allocation
other person that securities offeror is able to demonstrate to the SEC Office that such person has access to and is capable of examining information necessary to make investment decision in securities
least it shall separate the units and personnel who contact, solicit, or advise on securities investment to clients from the units and personnel who make decision in securities dealing for the securities
make decision in securities dealing for the securities company. Clause 7. A securities company shall separate front office units and personnel from its back office, and must provide a system of check and
ตามนโยบายการลงทุน ประเภทหลักทรัพย์ หรือทรัพย์สินที่ลงทุนได้ และอัตราส่วนการลงทุนของกองทุนรวม ( (4) ขั้นตอนในการตัดสินใจลงทุน (decision making) ( (5) วิธีปฏิบัติในการจัดสรรหลักทรัพย์ (fair allocation
independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such performance shall
investment independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such