and internal parties, for example, submission of incident reports to the SEC Office upon an occurrence of an event that affects the IT systems or monitoring of the service provider to ensure that its
TikTok account "ohkajhu_service" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 14/01/2025)
TikTok account "@yaowarat_service" impersonates YKT Gold Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 05/07/2024)
TikTok account service_sawakami impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 21/10/2024)
TikTok account sawakami_service impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 30/10/2024)
transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
เว็บไซต์ อ้างชื่อ SET Thailand และบัญชีไลน์ อ้างชื่อ กิตติพงษ์ และบัญชีไลน์ อ้างชื่อ BH_Service : Unlicensed securities and derivatives business (Disclosure Date : 25/01/2024)
immediate review shall be done when any circumstance occurs which may affect the qualifications or prohibited characteristics of the service provider or may cause violation of the regulations as prescribed in
provider shall be monitored and reviewed regularly, at least an immediate review shall be done when any circumstance occurs which may affect the qualifications or prohibited characteristics of the service