to engage in a short selling of the following securities in the Stock Exchange of Thailand: (1) ETF units; (2) underlying shares of ETF. 2 Ibid FN1. 3 Clause 4 For short selling of the ETF units or
securities and exchange 2 . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short selling of the following securities in the Stock Exchange of Thailand: (1) ETF
derivatives dealer , the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in
, the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in derivatives for their
and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14, the conditions specified in Clause 15 are
company shall act in the interests of the fund and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14
establishment and management of Thai mutual funds as usual on the condition that they are not contradictory or inconsistent with the cooperative framework under HK-TH MRF. - Regarding application for
operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. Clause 6. The SEC shall consider and issue an order relating to the