assets in the capital maintenance reports;  (2) had concealed business control power and lacked good corporate governance by allowing the person, who was neither a company’s director, executive, nor staff

already appropriate. In this regard, the transactions above are deemed acquisition of assets and related party transactions;  therefore, they are subject to approval of the shareholders’ meeting

property rights over two coal mines in Indonesia, which EARTH had acquired from exchange of the company group’s assets at an approximate value of 24 billion baht. In this regard, EARTH failed to proceed

: *  Black Case No. 1330/2563 and Red Case No. 13462/2563 ** SEC requested the Civil Court to issue a writ of execution to seize or freeze Surin’s assets for debt repayment in accordance with the Civil

Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients

) Rebuilding the Future of Finance: Digital Assets & Proof-of-Responsibility: เป็นการแลกเปลี่ยนมุมมองเกี่ยวกับสาเหตุของวิกฤตสินทรัพย์ดิจิทัล พร้อมแนะแนวทางการป้องกันประเด็นหลักในการเสวนาอยู่ที่แนวทางในการกำกับ

allows to take care of his/ her securities trading account. The investment consultants must perform with their securities companies? rules strictly and do not meddle with the client?s assets and trading

securities companies? rules strictly and do not meddle with the client's assets and trading account or submit trading order via the internet with the IP address of securities firm.  **Details of sanctions are

' assets."

Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions