funds), excluding equity funds. The amendments aim to ensure proper unit allocation and prevent any undue benefit by any particular individual. For example, the revisions require any person or group of

Bangkok, January 11, 2010 ? The SEC is inviting public comments on the proposed revisions to investment regulations of mutual funds, private funds and provident funds to enhance practicality, reduce

Bangkok, February 3, 2010 ? The SEC has announced three revisions to the rules governing securities businesses and their personnel, as follows: 1. Investment advice of foreign securities

Bangkok, February 13, 2012 ? The SEC is seeking public comments on draft revisions to the regulations governing approval for valuation companies and principal valuers for public purposes associated

Bangkok, November 27, 2007 ? The SEC is conducting a public survey on the regulatory amendments regarding the establishment and management of Property Fund (Type I Fund) to increase managerial

(1) the changing IT usage in business practices, (2) the increasingly sophisticated technical approaches and mechanisms of cyber threats, (3) the revisions to preventive measures for addressing

Thailand (SET) for investment in foreign exchange-traded funds (Thai ETFs on foreign ETFs) and (2) the revisions to the regulations governing three types of special-purpose funds: Property Funds for

Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed  revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for

Bangkok, March 29, 2013 ? The SEC is seeking public comment on proposed rules on outsourcing in securities and derivatives businesses.  The proposed revision aims to facilitate and increase the efficiency of business operations.  The consultation paper is available until April 4, 2013.Business operators,  securities  and derivatives businesses,  will be allowed to outsource activities directly relevant to its core or non-core businesses upon conditions that they have an apparent outsourcing poli...

Bangkok, July 12, 2012 - The SEC has commenced consultation period until July 24, 2012 on the proposed revisions of rules governing offer for sale of convertible securities, i.e., convertible