Act B.E. 2546 18 03/07/2003 06/01/2004 2. Notification of Capital Market Supervisory Board TorThor. 25/2551 Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives
Derivatived Act B.E 2546 33 03/07/2003 06/01/2004 2. Notification of Capital Market Supervisory Board TorThor. 84/2552 Custody of Assets of Clients by Licensed Derivatives Brokers (Codefied) 03/08/2009
e-service Online Submission See canceled document Derivatives Dealer >> Licensing / Registration (Section 16) Type Title Section See Document Status Notified Date Effective Date 1. Notification of
/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission KorThor 12/2553 Determination of Undertaking not Deemed as a Derivatives Dealer 15/07/2010 01/08/2010 3. Notification
. 2546 18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses 23/11/2011 01/12/2011 3
e-service Online Submission See canceled document Derivatives Dealer >> Licensing Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and Exchange
e-service Online Submission Investment Advisory >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 4/2557 (Synopsis
e-service Online Submission Others (Securities Business) >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 21/2544
e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 4/2557 (Synopsis
e-service Online Submission Mutual Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 14/2544 06/06/2001 16/06