which are not purported to keep client’s assets servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or
No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the
: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the Notification of the Office of Securities
decreased by THB 167 million or 5.7 percent from last year. In addition, company had acknowledged of the past service cost for employee benefit in accordance with the Labor Protection Act ( No. 7) B. E. 2562
(SETLink) to keep investors updated. Listed companies can submit a request for a deadline extension via email: corporat@sec.or.th or fundraisingpolicy@sec.or.th. For inquiries, please call Tel: 0-2033-9608
members to keep pace with the emerging risks and challenges caused by technological advances. The Thai SEC is among the inaugural group of 23, out of 130, securities regulators that are approved to become
decision on securities and derivatives trading.The SEC and related organizations will closely cooperate and keep abreast of information with effect on investment in SET and TFEX to allow investing public to
exchange-traded fund (ETF) listed on the world leading securities exchanges. Investors interested in DR investment must keep updated on information about underlying foreign securities from various sources
Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
respondents agreed with the principles and the proposed amendments to such regulations. The SEC has therefore issued the amendments* with the key points as follows: (1) DA operators are required to keep