Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
Bangkok, October 5, 2015 ? The SEC notified Polaris Capital Public Company Limited (POLAR) to submit and clarify all information within seven days as well as ordered the approval of POLAR capital
Bangkok, November 6, 2014 ? The SEC is seeking public comment on proposed revision of approval criteria for auditors in the capital market to be more practical. The proposed revisions include
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February
financial statements of Renaissance FMC, which constitutes a prohibited characteristic for an auditor in the capital market*. Accordingly, the SEC resolved to revoke Ms. Sulalit’s approval as a capital
SEC files criminal complaint against 11 SLC share price manipulators Bangkok, September 9, 2014 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Shine Bunnag, (2) Pataman Buranasin, (3) Supichaya Chaimueanvong, (4) Meesak Makbumroong, (5) Apinunthakan Pongsathabordee, (6) Tepparit Sihisarapisit, (7) Tree Bunpradphai, (8) Phawit Natapintu, (9) Siriya Dumrongviteethum, (10) Chanatip Tantipoontham, and (11) Thai Bunpradphai, for manipulatin...
SEC files criminal complaint against six GEN?s directors and executives for failing to perform duties with responsibility and due care causing damage to the company Bangkok, May 17, 2012 ? The SEC today filed a criminal complaint against additional six directors and executives of General Engineering Plc. (GEN), namely (1) (1) M.L. Tossuwan Thongtaem (2) Premchai Kusolrerkdee (3) Apinuntakan Pongsathabordee (4) Sarunya Sawangwongchinsri (5) Kitja Charoenkiatkong, and (6) Wisadja Kochsena, on a...
SEC files criminal complaint against three alleged offenders on account of failure to perform duty in good faith causing damage to the company Bangkok, April 23, 2012 ? The SEC today filed a criminal complaint against Amnat Tangurimarn, Chairman of Executive Board and Director of General Engineering Plc. (GEN), Shine Bunnag, and former GEN employee Kittichai Khiewkham with the Department of Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the com...