benefit to the Company and the shareholders. Therefore, the management team has conducted studies to find solutions to minimize the effects of this project. The Company has proposed solutions and discovered
: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter within the next business day from
subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter within the next business day from the date on which the securities underwriter collects
. In making securities underwriting, a securities underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money
underwriter shall proceed as follows: (1) deposit subscription money into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter
into a securities subscription account of an offeror or segregate subscription money from an asset account of the securities underwriter within the next business day from the date on which the securities
executive to be the accountable person in complying with Clause10 (1) and (2); 2. In complying with Clause 10 (2), the intermediary should clearly segregate duties of operations relating to information
กัเกณฑท่ี์ ธปท. ก าหนด ผูป้ระกอบธุรกิจจดัเก็บขอ้มูลโดยการ Segregate บญัชีและจดัท าบญัชี หลกัทรัพยร์ายลูกคา้ (กรณีเปิดบญัชีในนามของลูกคา้โดยตรง ผูป้ระกอบธุรกิจสามารถจดัเก็บ ขอ้มูลส าหรับลูกคา้แต่ละรายและจดัท
this project. The Company has proposed solutions and discovered important issues. The Meeting of the Board of Directors No. 2/2018 of the Company resolved significant matters regarding the operation of