Particulars of Client’s Assets Clause 12. A securities company shall provide an account of each client’s assets under custody of the securities company. Such account shall be separated from other asset accounts
Clause 12. A securities company shall provide an account of each client’s assets under custody of the securities company. Such account shall be separated from other asset accounts of the securities company
recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
maker : MM) มากขึ้น และตามที่บริษัท สำนักหักบัญชี (ประเทศไทย) จำกัด ("TSD") ไดนำระบบทะเบียนการรับฝากหลักทรัพย์แบบแยกรายลูกค้า (segregated account)มาให้บริการแก่บริษัทหลักทรัพย์ ("บล.") นั้น
custody of customer assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in the manner
. In taking custody of customer assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in
assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in the manner that is
amount of money required to be segregated each day shall not be less than the total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from
company shall segregate assets under its custody as assets of clients in not less than the following amount: (1) Money: the amount of money required to be segregated each day shall not be less than the
company shall segregate assets under its custody as assets of clients in not less than the following amount: (1) Money: the amount of money required to be segregated each day shall not be less than the