association approved by the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; (Translation) 2 “Marketing agent of fund manager
entities established under foreign law: (1) a foreign government agency or organization; 2 (2) an international organization; (3) a foreign juristic person. “debt securities” means newly issued debt
established under specific law other than the juristic persons under (h); (g) an international financial institution; (h) a governmental agency and a state enterprise under the law on budgetary procedures; (i
brokerage or securities dealing, as follows: 2 (a) a commercial bank; (b) a finance company; (c) a securities company; (d) a credit foncier company; (e) an insurance company; (f) a juristic person established
, derivatives intermediary or life insurance company whether established under Thai or Foreign law. “ payment information management for securities trading ”5 means services relating to collecting, organizing and
, derivatives intermediary or life insurance company whether established under Thai or Foreign law. 2 “payment information management for securities trading”5 means services relating to collecting, organizing and
provisions under Paragraph 1(1) shall also be applicable to the offer for sale of securitized bonds whose originator is an entity established under foreign law and the denomination is in Thai Bath. Division
Requirements for All Types of Trust ___________________ Division 1 Trust manager and trustee ___________________ Clause 12 The trust manager shall meet the following requirement: (1) have no records of breaching