financial institution in order to engage in securities transactions on behalf of its clients (omnibus accounts), securities company may merely conduct the KYC/CDD on the financial institution instead of the
of Thailand JAS Asset Public Company Limited (“the Company”) would like to inform that on 1 August 2017 the Company has completed entire business transfer of 2 companies which engage in food and
fund but offer more flexibility and impose less restriction; for instance (1) company with expertise in real estate investment and management is eligible to participate in REITs establishment and
. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form
Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with
medium-sized securities that lack sufficient trading liquidity. These regulations will enhance market stability, benefiting the entire capital market. The SEC and the SET will collaborate to monitor the
prior to the registration of the security, and failing to adequately monitor and maintain the collateral for the bonds. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee
amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
from data analytics, enabled banks to target, attract and engage customers using more sophisticated techniques. Banks cooperated with potential partners across industries to gain new opportunities and