largest allocated persons, together with the reason for allocating securities to each person, categorized by underwriters, and submit it to the SEC Office together with reports on securities sales results
securities to each person, categorized by underwriters, and submit it to the Office together with reports on securities sales results. The name list of the largest allocated persons under the first paragraph
as follows: (a) prepare a name list of the top one hundred largest allocated persons, together with the reason for allocating securities to each person, categorized by underwriters, and submit it to
of the securities company and shall be categorized into a margin account or a cash account, as the case may be. The client’s asset account under the first paragraph shall at least contain the following
and shall be categorized into a margin account or a cash account, as the case may be. The client’s asset account under the first paragraph shall at least contain the following details: (1) date of
categorized by the types of goods and variables: (1) price quotation and trading volume; (2) trading price; (3) trading volume; (4) open interest. Clause 12 A derivatives exchange shall create a system for
trading or investing in capital market product , without planning or analyzing of investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment
investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment consultant providing consultation only on capital market product not having complex
following information: (a) details of the investments, money borrowing and obligations of the mutual fund, categorized by types of securities or assets or other methods of seeking return, in compliance with
issuing 125,587,230 new ordinary shares with a par value of THB 0.50 each, totaling THB 62,793,615. The capital increase is categorized as follows: Type of capital increase Type of shares Number of shares