brokerage, (b) derivatives dealing, (c) derivatives advisory service, and (d) derivatives fund management.** Due to the revocation of its derivatives business license, the company has changed the name to be
service platforms that correspond with consumer behaviors today, including new services to sell mutual fund units. Currently, there are businesses that wish to provide financial services in this area
initiatives such as poverty mitigation, sustainable tourism, preservation of biological diversity, promotion of transparency of government procurement, and promotion of public service innovations. UNDP Thailand
done with those receiving a license to provide securities trading through the ETP or those receiving approval to participate in the ETP Regulatory Sandbox scheme. This is because the ETP service
customer service page on SEC website. IOS phone users can download the application via the AppStore, while Android users can download via the Play Store.
officials or make an appointment for consultation service at SEC office without any charge.”Simultaneously, SEC has also improved its internal work process in receiving information, clues and complaints
ธุรกรรม 2) แก้ไขนโยบายการรับลูกค้าให้เหมาะสมกับระบบงานที่พร้อมให้บริการตามข้อตกลงระดับการให้บริการที่ตกลงไว้กับลูกค้า (Service Level Agreement) 3) แก้ไขระบบงานที่สามารถรองรับการประกอบธุรกิจได้อย่างต่อ
Committee has conducted a public hearing in this matter to seek comments from state officials, stakeholders of respective agencies, service users and the public. In this regard, SEC has drafted the SEC’s
according to the Service Level Agreement; 3) Rectifying the work system for supporting the Business Continuity Plan to cover the case of trading interruption in consistent with the current business
investment service provider. To perform their roles and responsibilities, personnel in the capital market need to acquire knowledge and understanding of the ESG principles and apply them in providing