executive) who trades company securities or derivatives while material information has not been disclosed publicly engages in insider trading. Likewise, any person who has a close relationship with an insider

Supervisory Board No. Tor Thor. 32/2559 Re: Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories By virtue of Section 16/6, Section 223/3, and

In this Notification: The terms “credit rating”, “bill”, “short-term bill”, “registration statement”, “listed company”, “parent company”, “subsidiary”, “executive”, “controlling person”, “high net

foreign company wishing to make a public offering of newly issued shares shall submit an application together with the evidentiary documentation in compliance with the forms and procedures as stipulated by

be presented; (c) In case where the mutual fund invests or holds shares of a company, there shall be additional questions and answers about the channels and procedures through which the unit holders

, determination of investment policy, regular company performance monitoring, discussion with company management, exercise of voting right at shareholders? meeting and giving emphasis to reasons or necessity of

offering of warrant to purchase ordinary shares of the Company to existing shareholders and joint ventures in subsidiary. (Edited) To: The President The Stock Exchange of Thailand Enclosure 1. Capital

Bonds Denominated in Foreign Currency in the Kingdom of Thailand (No. 15) dated 6 March 2017. Clause 3 In this Notification: "Thai entity" means the following businesses under Thai law: (1) a company

Issuing Company: (Name in Thai/English) Offer for Sale the Units of Name of REIT in Thai Name in English (If any) - Specify significant characteristics of the REIT, for example, expired term (if any

_ Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No OCMSET/6106/002 (Translation