monetary penalty of 12,923,481.50 Baht     - a bar from serving as a director or executive in a securities issuing company between 30/11/2020 and 29/11/2021   

the Civil Penalty Committee as follows :     - a civil monetary penalty of 1,000,000.00 Baht     - a bar from serving as a director or executive

persons Note: 1 Mr. Hideki Wakabayashi is the Chairman of the Board of Directors of AEONTS and the Director of AFS 2 Mr. Kunio Kawamura is the Executive Director of AEONTS and the Chairman of the Board and

Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010)   01/02

Intermediary   03/06/2014 01/07/2014 7. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of

caused by the declining service revenues and the higher costs of service provision. The SEC’s further investigation revealed that during 8 October 2019 - 4 November 2019, Penprapa – wife of an SQ executive

expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below:                 (1) Mr

venture which can be summarized as follows: Purpose Funds Usage (as per information in disclosure form) Estimated Amount (Million Baht) As per declaration in disclosure form) Equalizing Funds 1. Repayment

Committee THB 20,000 / attendance / person THB 20,000 / attendance / person The Executive Committee None None 1.2 Directors’ bonus in the amount of not exceeding THB 3.71 million or equivalent to 0.5 percent

approved. 2. That the connected transaction regarding the appointment of Ms. Suchada Sodthibhapkul, Authorized Director, as an Executive Director of the Company for the period from November 2017 to October