Bangkok, July 22, 2016 ? The SEC is seeking the private sector?s and the public?s comments on a proposed revision to the rules governing the dissolution of listed and non-listed funds to enhance
Bangkok, August 31, 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing determination of licensing fees imposed on securities and derivatives business operators
Bangkok, May 11, 2012 - Following news relating to the SEC?s criminal complaints recently filed against certain persons that raised question whether the complaints would impact those persons
Bangkok, May 22, 2012 ? The SEC extended the submission period of Professional Waste Technology Plc. ("PRO") financial statements for 2011 and Q1/2012 to May 31, 2012. Previously, the SEC directed
Bangkok, March 28, 2012 ? The Bank of Thailand (BOT) has approved the proposal to allow retail investors to invest in derivatives traded on foreign derivatives exchange without limiting investment
Bangkok, March 23, 2012 ? The SEC has directed Professional Waste Technology Plc. ("PRO") to rectify its financial statement for 2011. Within April 23, 2012, the company is required to submit to the
Bangkok, June 8, 2012 - The SEC publicly disclosed inappropriate behavior of three investment consultants, namely, {A}, {B}, and {C}, for not taping clients' securities and derivatives trading orders
Bangkok, June 8, 2012 ? The SEC has received enquiries about details and conditions of subordinated debentures no.1/2012 to be issued by PTT Exploration and Production Plc. from investors obtaining
Bangkok, June 30, 2011 - The Settlement Committee imposed a fine of B333,333 on Krit Pitimanaaree for aidding or abeeting to share price manipulation of Ascon Contruction Plc. (ASCON) during January
Bangkok, May 10, 2011 ? The SEC is inviting the investing public to visit SEC Investment Mart at Money Expo 2011 which will run from May 12 to 15. SEC highlights include the latest investment trends