be associated with business operators' license and thus may have a risk that affects business operators' financial position or service system as well as investors’ benefits and confidence in the

preparing high-quality financial reports;Organizing appropriate internal control system, quality internal audit unit, along with monitoring the efficiency and effectiveness of risk management within the

to have failed to maintain sufficient quality control system in accordance with the professional standards, which will raise the investor protection and creditability of Thai capital market to be in

Even though the Thai financial system remains strong, with commercial banks holding healthy levels of capital and liquidity reserves, the liquidity stress and the resulting irregularity in the

, multiple organizations from various sectors have expressed their supports for the development of this system in every process, including the Stock Exchange of Thailand (SET), the Association of Thai

supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC;     (5)  Improving guidelines for supervising compliance of securities brokers and dealers of non

will affect the internal control system and the good corporate governance and may lead to conflicts of interest.  In addition, it is forecast that GSTEL may incur additional expenses which will affect

. Several withdrawal transactions were made from the collateral account of the client to make deposits in the client's account via automatic transfer system (ATS), totaling 6.18 million baht. It was also

IFEC, to disclose the BOD resolutions via the SET information system and to speedily organize a shareholders meeting.The SEC has also warned that if any IFEC directors are found to act in such a way as

conducted by the SEC reveals that in the minutes of the Board of Directors’ Meeting, and information disclosed by EARTH, via the information disclosure system of the Stock Exchange of Thailand on several