find out that they are controlled and managed in the acceptable levels. From the following reasons concluding that the operating results of the Company of year 2017 decreased comparing to last year. For

one fourth of directors to be independent director. In this regard, the independent director shall have qualification and shall not possess prohibited characteristics as specified by the Notification of

practice. Clause 2 An intermediary shall provide one fourth of directors to be independent director. In this regard, the independent director shall have qualification and shall not possess prohibited

Securities Companies and Derivatives Intermediaries in order that an intermediary shall comply with such Notification by reaching same standard in practice. Clause 2 An intermediary shall provide one fourth of

Notifications. In case of the private placement investors who have acquired newly issued shares from with this private placement transaction have an intention to propose to be one of the Company’s board of

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

percent compared to the third quarter of the previous year, mainly due to an increase in the Company’s underwriting fees and an increase in mutual fund management fees from funds managed by ONE Asset

Resolutions according to the Connected Transactions in the Company (Real Estate Rental) 22/03/2021 17:08 Announces a Connected Transaction (To lease the office space in one year contract) 24/03/2020 17:05 To

Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's

Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a