major operational disruption ends, the securities company shall notify the Office without delay. Clause 11. A securities company shall keep documents and evidence relating to the proceedings under Clause

of derivatives trading of each customer in writing, whether in Thai or English, and either in the form of documented information or electronic information. Clause 7. Derivatives broker shall keep the

country. Furthermore, the profit improvement is due to how the company has managed the products more efficiently after expanding of warehouse as well as brand recognition marketing keep more stability on

Company; • All employees are required to wear a surgical mask at all times when in public areas; • Encourage employees to regularly wash their hands with water or alcohol and keep social distance; • The

highly volatile, the securities clearing house may require margin more than once a day; (3) appropriate review of the validation of the model and parameter to keep them up-to-date at least once a year; (4

in Thai or English, and either in the form of documented information or electronic information. Clause 7. Derivatives broker shall keep the evidence relating to derivatives trading under the following

risk. They may set up fake investment groups or send emails or messages inviting you to seemingly credible online seminars, but ultimately, the money you invest will disappear without a trace. 4

shield. This is one of our key commitments to investor protection. Furthermore, we have stepped up our proactive approaches with the launch of the Investment Scam Hotline initiative to allow the public and

investigative expenses. Regarding auditor oversight, the SEC will keep the record of the misconduct of Warot, Jeeranan and Jeeraporn for 10 years for future consideration if the three offenders apply for approval

execution. Clause 8. Securities company shall provide evidence and document about securities trade completely and up date, and keep it for at least five years as from the trading date, of which evidence and