introduce any fact which has never been raised in the appeal except where the appellant can prove that failure to introduce such fact was due to necessity or special circumstance. The oral statement of the
(approximate) Spending Duration (approximate) Details/Spending Progress/ Reason(s) and Measure(s) in Case of Failure to Comply with the Spending Objectives 1. To acquire assets or invest in a business related to
securities2. Spending Objectives Amount of Spent Money (approximate) Spending Duration (approximate) Details/Spending Progress/ Reason(s) and Measure(s) in Case of Failure to Comply with the Spending Objectives
of directors or a committee appointed by the board of directors; (5) setting out the following execution in case directors, executives or other personnel are failure to perform pursuant to the
) will change shareholding structure and cause failure to maintain the said status, if intending to continue undertaking securities business as licensed, such licensee shall file the application for giving
). Clause 24. In the case where it appears that the management company’s staffs violate or fail to perform in accordance with standard as specified in Clause 24 and such violation or failure to perform cause
as specified in Clause 24 and such violation or failure to perform cause the damage to the fund, management company shall reimburse such damages without any delay. Chapter 2 Transitory provision Clause
violation or failure to perform cause the damage to the fund, management company shall reimburse such damages without any delay. Chapter 2 Transitory provision Clause 25. In the case where the mutual fund has
undertaking was unsuccessful since the conditions precedent were not fulfilled. After the failure of the joint investment with AM, the Company constantly made efforts to restore its financial status, e.g. the