Subdistrict, Klongtoey District, Bangkok, 10110 Tel. 0 2204 2601 Fax. 0 2204 2616 2019. If the debtor fails to pay, it shall be deemed as the failure of payment as a whole and the debtor agrees for the
22,111,600 Baht per time. The first period will be at the end of December 2018 and the second period starts will be at the end of June 2019. If the debtor fails to pay, it shall be deemed as the failure of
sale is made without approval under this Notification. In this regard, the approved entity shall also have the duty to inform its failure to maintain the qualifications to the SEC Office within seven
failure to perform pursuant to the operating system or other measures: (a) punishing directors, executives or other personnel who were involved in the breaching; (b) reimbursing damages or compensating
Bank of Thailand issued Circular No. ForKorNgor. (21) Wor.1759/2560 Re: Relaxation of Rules and Practices for Measures to Prevent Thai Baht Speculation for the Case of Failure to Deliver Securities via
ความปลอดภัยทรัพย์สิน (Damage of Physical Assets) 6. ความเสี่ยงจากความขัดข้อง หยุดชะงักธุรกิจ และระบบคอมพิวเตอร์ (Business Disruption and System Failure) 7. ความเสี่ยงจากการปฏิบัติงานและการให้บริการ
including in the case of force majeure or necessary ground for failure to provide services; (b) conditions for fund switching from one to another mutual fund that has a similar investment policy in case of
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...