interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s rules governing trading by executives and employees. SEC Act S.283 Settlement Committee
Bitazza Company Limited During May 25, 2025 – September 18, 2025, Bitazza Company Limited (''Bitazza''), a digital asset broker, failed to comply with the rules, conditions and
submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________ By virtue
reference. PAGE 10 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________
the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives
provisions regarding the employees’ savings and the employer’s contribution payable to the fund; (7) the provisions regarding the rules and procedures for the computation of benefits entitled to the employees
English translation is strictly for reference. Notification of the Securities and Exchange Commission No. KorRor. 14/2555 Re: Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified
) Date (Oldest) Notification of the Securities and Exchange Commission KorNor. 1/2554 Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund http