- a suspension of securities and derivatives trading between 20/12/2027 and 04/09/2028     - a bar from serving as a director or executive

executive in a securities issuing company between 05/08/2029 and 04/01/2031     - a bar from serving as a director or executive in a securities company between 05/08/2029 and 04

;   - a bar from serving as a director or executive in a securities issuing company between 05/08/2029 and 04/01/2031     - a bar from serving as a director or

persons Note: 1 Mr. Hideki Wakabayashi is the Chairman of the Board of Directors of AEONTS and the Director of AFS 2 Mr. Kunio Kawamura is the Executive Director of AEONTS and the Chairman of the Board and

Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010)   01/02

Intermediary   03/06/2014 01/07/2014 7. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of

caused by the declining service revenues and the higher costs of service provision. The SEC’s further investigation revealed that during 8 October 2019 - 4 November 2019, Penprapa – wife of an SQ executive

expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below:                 (1) Mr

approved. 2. That the connected transaction regarding the appointment of Ms. Suchada Sodthibhapkul, Authorized Director, as an Executive Director of the Company for the period from November 2017 to October

Non-Executive Director of AEONTS and ACS Capital. 2 Mr. Kazumasa Oshima is the Non-Executive Director of ACS Capital and Senior Executive Vice President of AEONTS. 3 Mr. Masanori Kosaka is the Vice