Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company
education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
defendant, for his contravention of Section 307, 311, 312(2) and 313 of the SEA. Defendant?s wrongful acts involved in several distinct and different offences and shall be penalized based on counts in
years. Such success has been made possible by the continuing collaboration of all parties involved. In addition, the SEC has worked with the SET and the IOD to produce the CG Handbook, which contains
would constitute a contravention of Section 246 of the SEA. Based on reasonable evidence found in the case indicated that the following persons were involved in the scheme, the SEC thus filed the
enhancing financial capabilities of workers and conducted an open discussion on financial literacy and perspectives with representatives from more than 30 organizations involved in financial education, to
and Parties involved 1.1 The date on which the transaction occurs The Company’s Board of Directors meeting no. 4/2019 held on 21st August 2019 has approved for the appointment of Ms. Suchada
Information Memorandum On connected transaction by KGI Securities (Thailand) Public Company Limited 1. The date on which the transaction occurs and Parties involved 1.1 The date on which the transaction occurs
3,750,000.00 with an interest of 6.62% per annum. (1) Transaction date: December 2018 (2) The parties involved: Lender: Filter vision Public Company Limited (“FVC”) Borrower: KT Medical Service Company Limited
benefits of members, investors or persons involved with the derivatives exchange, and at least one person of which shall be an investor or a person capable of protecting the benefits of investors, and at