/2009 7. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 26/2551 Rules, Conditions and Procedures for Being Executive of Securities Companies 05/11/2008 16/11/2008 8
Seamico Securities Public Company Limited and its subsidiaries (“The Company”) would like to report the consolidated operating result that has been reviewed by our auditor for the first quarter ended March
authorization of directors to bind the Company or any person authorized by such directors to have the power to negotiate and determine the details, terms and conditions and other procedures for the benefits of
approve the authorization of directors to bind the Company or any person authorized by such directors to have the power to negotiate and determine the details, terms and conditions and other procedures for
” means an affiliated company as prescribed by the Notification of the Capital Market Supervisory Board concerning Outsourcing Operational Function relating to Business Operation to a Third Party; “member
service or back office service; “Securities company” means any company licensed to undertake securities business in the category of securities broker according to the Securities and Exchange Act B.E. 2535
company” means any company licensed to undertake securities business in the category of securities broker according to the Securities and Exchange Act B.E. 2535 (1992); “Commercial Bank” means commercial
from serving as director or executive of any securities issuing company or securities company for a period of 22 months each; (2) Suppharoek is required to pay a civil monetary penalty, a