Bitazza Company Limited Between April 25, 2024 and November 25, 2024, Bitazza Company Limited ("Bitazza") as a digital asset broker, failed to comply with the rules, conditions and

capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange Commission. SEC Act S.283 Settlement Committee Meeting No. 8/2025 Settlement

Gulf Binance Company Limited Gulf Binance Company Limited (''Gulf Binance'') as a digital asset exchange failed to comply with the rules, conditions and procedures stipulated in

Orbix Trade Company Limited Orbix Trade Company Limited (''ORBIX TRADE'') as a digital asset exchange failed to comply with the rules, conditions and procedures stipulated in the

GMO-Z.COM CRYPTONOMICS (THAILAND) GMO-Z.COM CRYPTONOMICS (THAILAND) Company Limited (''Z.COMEX'') as a digital asset exchange failed to comply with the rules, conditions and

InnovestX Securities Company Limited InnovestX Securities Company Limited ("INVX") as a digital asset exchange failed to comply with the rules, conditions and procedures stipulated in the

(expected return) of SCB Money Market Fund (SCBMONEY) in the fund offering documents and through public media channels. It is a practice that does not comply with the rules announced by The Office of the

. It is a practice that does not comply with the rules announced by The Office of the Securities and Exchange Commission. SEC Act S.113 Settlement Committee Meeting No. 10/2025 Settlement Committee

UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a mutual fund management company, failed to manage the Brilliant Plus Fund with the rules, conditions

specified in the notice of the shareholders’ meeting the seeks approval for the issuance and offering of new shares that is not in accordance with rules, conditions and procedures as specified in the