account costs and benefits of the proposed revisions and necessity to maintain fairness in the capital market.The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are

prior to the registration of the security, and failing to adequately monitor and maintain the collateral for the bonds. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee

failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94

the bondholders’ representative, failed to maintain the required qualifications of a bondholders’ representative and neglected to notify the SEC Office of such disqualification. Consequently, he shall

Funds, REIT managers and trustees. Under the proposed amendments, investment management companies are required to maintain three types of capital, namely, (1) the initial capital or the minimum owner’s

?Pride of the Provinces III?, they are required to meet the criteria of having paid-up registered capital and shareholders? equities not less than 20 million baht, or having either profit or retain

the customer’s counterparty information for anti‑money‑laundering (AML) verification and related risk‑management purposes, and to retain information accompanying all digital‑asset transfer

derivatives business registration under this Notification shall be deemed terminated. Chapter 2 Maintaining Registration _____________ Clause 11 A registered derivatives business operator shall maintain its

derivatives business operator shall maintain its qualification all the time as registered derivatives business operator as follows: (1) 3 registered derivatives business operator who is a commercial bank, a

derivatives business operator shall maintain its qualification all the time as registered derivatives business operator as follows: (1)3 registered derivatives business operator who is a commercial bank, a