positions in such management company except where such positions are under the vertical line of command or do not cause any conflicts of interest with the management of mutual funds; (2) Having attained the
and 4Q2010 by 123 USD/ ton or 18% and 58 USD/ ton or 8% respectively. The primary cause was lower in international crude palm oil inventory of 1. 7 million tons from 3 million tons in 1Q2019 and 2. 2
other significant manner which might cause the trustee to lack independence in performing its duties. (2) the trustee is the person or has a relationship with the person who will dispose of, transfer
the executives and employees that could cause conflicts of interest with the business; and prohibitions on corruptions which will cause damages to the organization2. 1.2.3 Appropriate penalties in the
contract, shareholding, control or management, including any connected person in relation to such person. In this regard, such person may be liable to cause the intermediary to provide services to clients
by the rated entity or obligor; c. Holds or transacts in a trading instrument issued by an affiliate of the rated entity or obligor, the ownership of which may cause or may be perceived as causing a
) the offer for sale of the structure notes may cause damage or unfairness to investors in general, or the investors may not have received correct or sufficient information to support their investment
for approval with the SEC Office unless the cause for such suspension imposed by the Ethical Standards Committee was the same as the cause for suspension or revocation of the approval 2 Amended by the
securities may affect the overall credibility of the Thai capital market; (4) the offer for sale of securities may cause damage or fail to provide overall investors with fairness or accurate or sufficient