companies.“SEC Thailand is committed to improving the competitiveness of Thai capital market and creating opportunities from international connectivity. One of our goals is to enhance dialogue between SFC

subsidiary and listed company, which was deemed dishonest act causing damage to GGC. They committed the offense with nine associates who were raw material distributors, namely (3) Anatta Green Co., Ltd

committed an offense under Section 89/25*, for example, taking the assets of the juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening

Following the investor’s complaint and SEC’s further investigation, it was found that Somchai had committed wrongful acts against the investor’s assets. In so doing, he withdrew money from the

that indicates that a director, manager or the person responsible for the operation of a juristic person may have committed an offense under Section 89/25, for example, taking the assets of the

suspension on {A}, effective from 1 November 2017.  In the case of {B}, she committed similar acts by signing on the subscription order of a client without contacting or giving advice to the client. Instead

. Sornchai Suneta, Vice President of CFA Society Thailand, said, “CFA Society Thailand is committed to engaging and supporting Thai companies in realizing their social responsibility and governance that can

of fund and carbon credit market.Under the Kyoto Protocol, the industrialized countries have committed to reduce their greenhouse gas emission during 2008 -2012 by approximately 5 percent of their

committed the misconducts while working at Globlex Securities Co., Ltd. and later at KTB Securities (Thailand) Co., Ltd.  Following the inspection reports of Globlex and KTB and her clients? complaints, the

Somsak?s account. In the case of Athueck, 6,000 shares were purchased via his daughter Areeya?s account.    The misconducts committed by Korsak, Pittaya, Piyawat and Athueck, who had a privileged access to