offeror of such outbound product: (1) organizing a roadshow for the general investors to meet directors or executives of the issuer or the offeror of the outbound product to solicit the investors to invest
the offeror of such outbound product : (1) organizing a roadshow for general investors to meet directors or executives of the issuer or the offeror of the outbound product to solicit the investors to
such outbound product: (1) organizing a roadshow for general investors to meet directors or executives of the issuer or the offeror of the outbound product to solicit the investors to invest in the
that the management company is going to use the online branch as a channel to provide information on selling of investment units or to provide investment advice or to solicit customers with private fund
provide investment advice or to solicit customers with private fund management plan, the management company has personnel designated as an investor contact person and has a system that allows communication
Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are divided into two categories: Category A
Characteristics of the Executives of a Securities Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are
) “investor contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided into two categories: Category A Investor
ต่างประเทศกระท าการใด ๆ ที่อาจเข้าข่ายเป็นการติดต่อแนะน าและเสนอขาย (“solicit”) หน้า 9 ผลิตภัณฑ์ในตลาดทุน หรือให้ข้อมูลที่บิดเบือน ไม่ถูกต้อง หรือท าให้ส าคัญผิดแก่ผู้ลงทุนในประเทศไทย โดยให้ถือเป็นความ