Limited (“GLOBAL”) through the securities trading accounts of two persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public
Limited (“GLOBAL”) through his securities trading account and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public information material to
. Ekkamon Chuntori and gained benefits from such transactions. The purchases were made in such a way that taking advantage of others by using non-public information material to GLOBAL share price concerning
”) through his securities trading account and clearing such transactions for Mr. Surasak’s benefits in such a way that taking advantage of others by using non-public information material to GLOBAL share price
information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27
XJ International Holdings Co., Ltd. XJ International Holdings Co., Ltd. (“XJ”) failed to prepare and submit a report on events that have or may have an impact on the rights and benefits of securities
) Implementing Effective Incentives: Effective incentives could encourage both fundraisers and investors to seize better risk-adjusted return from investment, thereby creating the market and stimulating further
, is transparent with professionalism in management, causing companies to be better-known and accepted by the public creating incentives for interest in investments from businesses within the country
according to policies agreed upon with customers. This could be an alternative for investors, aside from securities investment.Previously, SEC has been notified about false incentives to lure people to
’ assets shall be reconciled every business day to ensure accurate and updated records of clients’ assets; and 3) Seeking benefits from clients’ assets: Seeking benefits from clients’ fiat money shall be