Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an

and listed company pursuant to the Notification of the Securities and Exchange https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7302 SEC revokes approval of branch manager and investment consultant

SEC Office in writing for stopping being as a REIT manager and the SEC Office permits thereof; (2) the SEC Office revokes the approval or orders a suspension of operation for the remaining period of the

) the auditor falls short of any qualifications under Clause 10(1) or (2); 11 (4) the auditor possesses any prohibited characteristics under Clause 15(1), (2), (4) or (5); (5) the SEC Office revokes or

Office revokes its approval under (3), the Office may specify terms or conditions for accepting for consideration of the next application for approval for such person. Upon completion of such terms or

where the SEC Office declines to grant an approval, on its own discretion, under Clause 7, or prohibits to perform the duties, suspends or revokes an approval under Clause 8(2) and (3), or Clause 9(3), or

(b), (4) or (5); (4) the SEC Office revokes or suspends the approval for the remaining period of approval. 1 Amended by the Notification of the Office of the Securities and Exchange Commission No. Sor

limitation of liability for failure to perform so; (3) the change of the trust manager which shall specify the grounds of change shall include at least the following grounds: (a) the SEC Office revokes its

.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...

(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...