securities brokerage or securities dealing which is not limited to debt instruments or investment units; (4) “institutional client” means a person who makes transactions with a securities company in securities
Miss Ounruen Sujarittham Miss Ounruen Sujarittham, while Senior Finance and investor Relations Manager of TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC), knew or possessed negative substantial inside
person in the same business sector as the intermediary shall be in accordance with the rules under Paragraph 1, mutatis mutandis . Chapter 1 General Provisions _____________ Clause 4 An intermediary which
Companies shall be in accordance with Chapter 2; (3) Additional Rules for Proprietary Trading of Derivatives Brokers shall be in accordance with Chapter 3. The management of investment of a juristic person in
Mr. Tharathon Phiboonthammasak Mr. Tharathon Phiboonthammasak knew or possessed negative substantial inside information about PTG Energy Public Company Limited (PTG) Q3/2018 performance which would
disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023
;)) colluded with others used an inside information material to negative changes in the price of STARK's share to commit offense in using Miss Yosabavorn Amarit's securities trading account to sell
Miss Yosabavorn Amarit Miss Yosabavorn Amarit colluded with others used an inside information material to negative changes in the price of Stark Corporation Public Company Limited ("STARK"