1 ผลการรับฟังความคิดเห็นจากผู้ท่ีเกี่ยวข้อง (hearing) หลักการ เร่ือง การยกเว้นให้การเผยแพร่บทวิเคราะห์ ภายใต้ ACMF Professional Mobility Framework ไม่เข้าข่ายการเป็นท่ีปรึกษาการลงทุน 1. การรับฟังความ
Securities and Exchange Commission SorThor. 55/2546 Report Forms of Securities Companies (Synopsis) 26/12/2003 01/01/2004 Report/Form (Notification of Securities and Exchange Commission) Form Bor.Lor.2
custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted. To
In March 2018, ACMF launched the ACMF Professional Mobility Framework to contribute towards investment consultation and analysis on cross-border products in ASEAN region which will facilitate
in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
Bangkok, January 19, 2016 ? The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for
Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12/2010 01/01/2011
) (Synopsis) 23/01/2007 16/03/2007 2. Report/Form (Notification of Securities and Exchange Commission) (Synopsis) 23/01/2007 16/03/2007 3. Report/Form (Notification of Securities and Exchange Commission
Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 3. Notification of the Securities and Exchange Commission 16/2553