and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance inspection as follows: (1) Communicate with the related personnel to be

inspection as follows: (1) Communicate with the related personnel to be aware of the necessity and the importance of compliance inspection including the understanding of the policy and the guideline; (2

not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct

not be overshadowed by information on the giveaways.?The guideline has been issued to protect investors as more information useful for making investment decision will be provided for investors instead

details of the rules to better communicate the intent and enable effective risk control implementation.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=998  and the

arising from the use of technology; and  (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are

companies are urged to communicate with fund committee and members for proper preparation of the pertinent agreements or revising fund articles accordingly.

Operating System for Communication with and Providing Services to Clients ___________________ Clause 5/1 To communicate with and provide services to clients under Clause 12(3/1) and Clause 25/1 of the

System for Communication with and Providing Services to Clients ___________________ Clause 5/1 To communicate with and provide services to clients under Clause 12(3/1) and Clause 25/1 of the Notification

System for Communication with and Providing Services to Clients ___________________ Clause 5/1 To communicate with and provide services to clients under Clause 12(3/1) and Clause 25/1 of the Notification