with the potential for fraud and measures that the company establishes to prevent or correct the frauds. 8.4 The company communicates to all employees to understand and comply with the policies and
Officer (DPO) of the SEC Office. 7. Communication and Dissemination of Information on the Capital Market The SEC Office communicates and disseminates information relating to the capital market, as well as
: First R – Rebrand: The Company is changing its corporate brand identity to be more modern and reflect the Company’s status as an international brand. The new corporate brand identity communicates the
assigned by a management company to sell investment units of a mutual fund; “investor contact ” means any natural person approved by the SEC Office to act as an investor contact person, who communicates with
request, you can contact the Data Protection Officer (DPO) of the SEC Office. 7. Communication and Dissemination of Information of the Capital Market The SEC Office communicates and disseminates information
) of the SEC Office. 7. Communication and Dissemination of Information on the Capital Market The SEC Office communicates and disseminates information relating to the capital market, as well as the
or their assigned persons with whom the intermediary communicates and provides services; (4) a procedure for monitoring and inspecting communication and provision of services, namely: (a) monitoring
persons with whom the intermediary communicates and provides services; (4) a procedure for monitoring and inspecting communication and provision of services, namely: (a) monitoring and inspecting in