Intermediaries and professional Number of Companies 150 As of : 08 Mar 2025 Last Updated : 09 Mar 2025 Intermediaries and professional summary Number of Companies Classified by Type of Companies Download data
would be required to ensure that investors who are not legal entities classified as institutional investors, ultra-high-net-worth investors or high-net-worth investors take a knowledge test before
Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch
Organizations (FETCO), led by Chairman Dr. Kobsak Pootrakool, to discuss policy directions and guidelines for jointly driving the Thai capital market development. The discussion covered promoting investment in
2024. The briefing covered the SEC’s initiatives in digital assets and Thai digital economy development guidelines. Ms. Jomkwan highlighted the SEC's efforts to facilitate access to capital for
covered topics such as “The First Step to a Million Begins with Saving,” “Preparing for a Secure Retirement,” and “Don’t Be Greedy, Don’t Click, Don’t Transfer.” The sessions were delivered to 100 staffs
knowledge on financial, investment, and deposit protection, as well as to raise caution of investment scams. The topics covered deposit protection, the “Three Knows” (Know Oneself, Know Others, Know Own Risks
global scale. The discussion covered several key areas, including:• Increasing the number of quality companies listed on the Stock Exchange to support economic growth in the real sector; • Promoting the
training also covered fundamental knowledge about carbon credit standards, strategies for reducing greenhouse gas emissions through various mechanisms, guidance on selecting appropriate carbon credit
Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered