: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012; classified as prohibited characteristics of personnel in the
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e-service Online Submission See canceled document Investment Advisory >> Activities not deem to be classified as operating securities business Type Title Section See Document Status Notified Date
their investment objectives. While suitability test has been introduced to help investors realize whether the investment suits them, an investment consultant will give investor the advice on asset
1. เอกสารแนบ เรื่อง การให้บริการออกแบบการลงทุน (wealth advice) (นจ.(ว)9/2561)
to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012; classified as prohibited characteristics of personnel in the capital market according to Clause 6(1) of
Asset Value Classified by Asset Management Companies ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 [Private Funds] Number of Private Funds and Net Asset Value Classified by Asset
นำส่งประกาศและซักซ้อมความเข้าใจเกี่ยวกับการให้บริการออกแบบการลงทุน ("wealth advice")
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service