9.25 Liabilities 345.20 204.06 141.15 69.17 Shareholders 'Equity 860.74 899.77 (39.03) (4.34) The cause of the company's financial situation changed 1. The Company's total assets as of June 30, 2018 and
, which increased by Baht 7.69 million, or 52.14%, in the six-month period. The main cause was more commission income in the three-month period and the six-month period of 2018, which increased by Baht 4.29
28.76 million, which increased by Baht 7.81 million, or 37.24%, in the nine-month period. The main cause was more commission income in the three-month period and the nine-month period of 2018, which
to impose sanctions or to order the CIS operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors. Yes No If “No”, please specify
financial liquidity which inevitably cause delayed payment or not receiving payment from the clients that may lead to the risk of bad debts. 2. The Company is aware that the finding of additional income from
possesses the following qualifications: (1) having paid-up registered capital not less than 100 million Baht; (2) there is no [i] reasonable grounds to believe that the applicant’s financial status may cause
to impose sanctions or to order the CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors. Yes No If “No”, please specify
, control or management, including any connected person in relation to such person. In this regard, such person may be liable to cause the intermediary to provide services to clients unfairly. 3 Amended by
cause any conflicts of interest with the management of mutual funds; (2) Having attained the age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a