are not classified as related parties according to the Notification of the Capital Market Supervisory Board No. Tor Jor. 21/2551 Re: Rules on Connected Transactions, and this transaction is regarded as
Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission KorThor. 65/2547 Rules for Undertaking Derivatives
) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and
the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC https://www.sec.or.th/EN/Documents
on www.sec.or.th. For further information, please call SEC 24-Hour Public Service Center Hotline at 1207. ____________________ Note: * Pursuant to Clause 23(1) and the
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
. _____________________________* Clause 23(2) and the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on
Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and
real estate; - Specify other significant information, i.e., the offeror (REIT manager), trustee, financial advisor, lead underwriter, sub underwriter; - Specify the filing date of the REIT Registration
. Details of the applicant (pursuant to Clause 7 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting of Approval