company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company. In this regard, the
employees’ performance of their duties. In this regard, the policies, regulations, and guidelines shall be formulated in writing, approved by the derivatives broker’s board of directors, and comply with the
the employees and conflicts of interest in the employees’ performance of their duties. In this regard, the policies, regulations, and guidelines shall be formulated in writing, approved by the
system that is operated by a derivatives clearing house under the derivatives exchange or by a third party. In this regard, the derivatives exchange shall guarantee the clearing and settlement according to
Baht 10 per share, totaling transaction value of Baht 1,695 million In this regard, the transaction size of the acquisition of such assets pursuant to the Notification of Capital Market Supervisory Board
approved by the Office and have qualifications as prescribed by the Office, conduction such function. In this regard, the securities company shall comply with the rules prescribed by the Office and shall
contact and category B, as the case apply which has been approved by the Office and have qualifications as prescribed by the Office, conduction such function. In this regard, the securities company shall
independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such performance shall