disclosed the report (Form 59-2) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 27/2025 Dated
, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee
the Penal Code Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 18/2025 Dated 11/03/2025
the Penal Code Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 19/2025 Dated 11/03/2025
2022. SEC Act S.56(1) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 16/2025 Dated 11/03/2025
February 2022. SEC Act S.56(1) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 16/2025 Dated 11/03/2025
accurate information was in place to ensure the status of qualified customers as high net worth investors. SEC Act S.113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025
scope of work. In addition, CL did not inform the SEC about the outsourcing. SEC Act S.100 in conjunction with 113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025 Dated
2022. SEC Act S.56(2) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 16/2025 Dated 11/03/2025